Our Services
Veridian Advisory LLC provides specialized SOX, Internal Audit, and Risk Advisory services for public and pre-IPO companies. Whether you’re building a program from scratch, stabilizing an inherited environment, or trying to get ahead of audit findings, we offer senior-level, hands-on support tailored to your reality.
SOX Compliance & 404 Program Management
Build a right-sized, audit-ready SOX program that supports clean opinions and reduces fire drills.
We can design, execute, or stabilize your SOX program end-to-end. From risk assessment and scoping through testing, documentation, and remediation, we help you create a program that stands up to external auditor scrutiny without overwhelming your internal teams.
Fractional SOX Leadership
Hands-on ownership of your SOX program, acting as your Fractional SOX Director.
Lead full SOX cycle end-to-end
Liaise directly with external auditors
Manage testing, issues, and deadlines
Oversee quarterly certifications
Prepare Audit Committee reporting
Annual SOX Risk Assessment & Scoping
A data-driven approach that ensures your program focuses on what matters.
Materiality & performance materiality
Significant account identification
Key business process scoping
Entity-level control evaluation
High/Medium/Low risk ranking
Controls Documentation & Walkthroughs
Audit-ready documentation that reflects your real operations.
Process narratives & flowcharts
RCM (risk & control matrix) development
Control design evaluation
Walkthroughs with business owners
Control rationalization
SOX Testing (TOD & TOE)
Independent, high-quality testing support.
Test of Design (TOD)
Test of Operating Effectiveness (TOE)
Sampling
Evidence review
Deficiency identification & reporting
Control Remediation & Issue Resolution
Fast, practical solutions that strengthen your control environment.
Root-cause analysis
Remediation planning
Updated controls & documentation
Retesting support
External auditor coordination
IPO Readiness & Pre-IPO Controls
Prepare your organization for 404(a) and 404(b) requirements.
SOX readiness assessments
Controls implementation roadmap
Governance structure setup
PMO coordination
Internal Audit & Risk Advisory
Flexible internal audit support—outsourced, co-sourced, or project-based—to deliver independent insight and strengthen risk management.
Internal Audit Outsourcing & Co-Sourcing
Full-cycle audit execution or partnership with your internal audit team.
Annual audit plan development
Operational, financial, and compliance audits
Issue tracking and follow-up
Audit Committee reporting
Enterprise Risk Management (ERM)
Build or enhance your risk management framework.
Risk universe creation
Risk assessment methodology
Executive risk workshops
Risk registers
Board-ready reporting
Controls Optimization & Automation
Eliminate unnecessary work and improve control health.
Rationalize redundant controls
Increase automation in key areas
Improve evidence requirements
Recommend workflow & GRC tools
Financial Controls & Reporting Support
Strengthen core financial control processes.
Financial close controls
Journal entry review controls
Reconciliation framework
Subledger-to-GL integrity checks
Support for SEC reporting processes
Advisory, Training & PMO Support
Practical advisory and leadership support for Finance, Accounting, and Audit teams.
SOX & Internal Audit Training
Give your teams confidence with hands-on, real-world training.
Control owner training
Auditor testing training
Evidence documentation workshops
Audit readiness sessions
Policy & Procedure Development
Professional, consistent, and audit-ready documentation.
Accounting policies
Finance & operational procedures
Governance documentation
Templates & versioning
Project Management Office (PMO) Support
Structure and clarity for complex initiatives.
Timeline creation
Milestone tracking
Status reporting
Risk & issue logs
On-Demand Advisory Support
Flexible advisory engagement when you need senior expertise.
Controls consultation
Remediation coaching
Auditor alignment
Special projects
One-on-one executive advisory
